SEBI Regulations

Title Amended on
SEBI (Self Regulatory Organisations) Regulations, 2004 (updated upto and including amendment dated February 07, 2023) 07-Feb-2023
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 [Last amended on July 10, 2024] 10-Jul-2024
SEBI (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2023 07-Feb-2023
SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 [Last amended on May 17, 2024]
17-May-2024
SEBI (LODR) Regulations, 2015 (updated upto and including amendment dated July 25, 2022) 25-Jul-2022
SEBI (Buy-back of Securities) Regulations 2018 [Last amended on May 17, 2024] 17-May-2024
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 [Last amended on May 17, 2024] 17-May-2024
SEBI (Delisting of Equity Shares) (Amendment) Regulations, 2024 25-Sep-2024
SEBI (Issue and Listing of Securities Debt Instruments and Security Receipts) Regulations, 2008 (updated upto and including amended dated 17th April, 2020) 17-Apr-2020
SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (updated upto and including amendment dated April 17, 2020) 17-Apr-2020
SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 [Last amended on September 18, 2024] 18-Sep-2024
SEBI (Real Estate Investment Trusts) Regulations, 2014 [Last amended on September 28, 2024] 28-Sep-2024
SEBI (Infrastructure Investment Trusts) Regulations, 2014 [Last amended on September 27, 2024]
27-Sep-2024
SEBI (Debenture Trustee) Regulations, 1993 (updated upto and including amendment dated August 18, 2023) 18-Aug-2023
SEBI (Issue of Sweat Equity) Regulations, 2002 (updated upto and including amendment dated 27th August 2003) 27-Aug-2003
SEBI (Prohibition of Insider Trading) Regulations, 2015 [Last amended on June 26 2024]
FAQ
FAQs on SEBI (Prohibition of Insider Trading) Regulations, 2015
Comprehensive FAQs on SEBI (Prohibition of Insider Trading) Regulations, 2015
26-Jun-2024

17-July-2020
17-July-2020
SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 [Last amended on June 28, 2024] 28-Jun-2024
PMLA  
SEBI (Foreign Portfolio Investors) Regulations, 2019 [Last amended on June 26, 2024] 26-Jun-2024
SEBI (Intermediaries) Regulations, 2008 (updated upto and including amendment dated August 01, 2022) 01-Aug-2022
SEBI (Alternative Investment Funds) Regulations, 2012 [Last amended on August 06, 2024] 06-Aug-2024
SEBI (Investment Advisers) Regulations, 2013 (updated upto and including amendment dated July 03, 2020)
Amendment
SEBI (Investment Advisers) (Amendment) Regulations, 2021
SEBI (Investment Advisers) (Amendment) Regulations, 2023
17-Apr-2020

11-Jan-2021
09-Oct-2023
SEBI (Collective Investment Schemes) Regulations, 1999(updated upto and including amendment dated May 10, 2022) 10-May-2022
SEBI (Foreign Venture Capital Investors) Regulations, 2000 (updated upto and including amendment dated April 17, 2020) 17-Apr-2020
SEBI (Certification of Associated Persons in the Securities Markets) (updated upto and including amendment dated 7th February 2014) 07-Feb-2014
SEBI (Merchant Bankers) Regulations, 1992 [Last amended on August 18, 2023] 18-Aug-2023
SEBI (Underwriters) Regulations, 1993 (updated upto and including amendment dated April 17, 2020) 17-Apr-2020
SEBI (Research Analysts) Regulations, 2014 (updated upto and including amendment dated April 17, 2020) 17-Apr-2020
SEBI (Bankers to an Issue) Regulations, 1994 (updated upto and including amendment dated August 18, 2023) 18-Aug-2023
SEBI {KYC (Know Your Client) Registration Agency} Regulations, 2011 (updated upto and including amendment dated Aug 18, 2023) 18-Aug-2023
SEBI (Credit Rating Agencies) Regulations, 1999 (updated upto and including amendment dated January 24, 2022) 24-Jan-2022
SEBI (Portfolio Managers) Regulations, 2020 (updated upto and including amendment dated August 22, 2022) 22-Aug-2022
SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (updated upto and including amendment dated April 17, 2020) 17-Apr-2020
SEBI (Employees' Service) Regulations, 2001 (updated upto and including amendment dated June 22, 2022) 22-Jun-2022

SEBI Circulars

Title Date
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 - Reg. 03-Oct-2024
Reduction in the timeline for listing of debt securities and Nonconvertible Redeemable Preference Shares to T+3 working days from existing T + 6 working days (as an option to issuers for a period of one year and on a permanent basis thereafter such that all listings occur on a T+3 basis) 26-Sep-2024
Usage of UPI by individual investors for making an application in public issue of securities through intermediaries 24-Sep-2024
Modification in framework for valuation of investment portfolio of AIFs 19-Sep-2024
Enabling T+2 trading of Bonus shares where T is the record date 16-Sep-2024
Optional mechanism for fee collection by SEBI registered Investment Advisers (IAs) and Research Analysts (RAs) 13-Sep-2024
Cybersecurity and Cyber Resilience Framework (CSCRF) for SEBI Regulated Entities (REs) 20-Aug-2024
Guidelines for borrowing by Category I and Category II AIFs and maximum permissible limit for extension of tenure by LVFs 19-Aug-2024
Amendment to Master Circular for Infrastructure Investment Trusts (InvITs) dated May 15, 2024 - Board nomination rights to unitholders of InvITs 06-Aug-2024
Amendment to Master Circular for Real Estate Investment Trusts (REITs) dated May 15, 2024 - Board nomination rights to unitholders of REITs 06-Aug-2024
Information to be filed by schemes of AIFs availing dissolution period/additional liquidation period and conditions for in-specie distribution of assets of AIFs 09-Jul-2024
Reduction in denomination of debt securities and non-convertible redeemable preference shares 03-Jul-2024
Investor Charter for Stock Exchanges 29-May-2024
Self Regulatory Organizations for Social Impact Assessors in the context of Social Stock Exchange ("SSE") 27-May-2024
Timelines for disclosures by Social Enterprises on Social Stock Exchange ("SSE") for FY 2023-24. 27-May-2024
Audiovisual (AV) presentation of disclosures made in Public Issue Offer Documents 24-May-2024
Relaxation in requirement of intimation of changes in the terms of Private Placement Memorandum of Alternative Investment Funds through Merchant Banker 29-Apr-2024
Revised Pricing Methodology for Institutional Placements of Privately Placed Infrastructure Investment Trust (InvIT) 08-Feb-2024
Guidelines for returning of draft offer document and its resubmission 06-Feb-2024
Revision in manner of achieving minimum public unitholding requirement - Infrastructure Investment Trusts (InvITs) 31-OCT-2023
Redressal of investor grievances through the SEBI Complaint Redressal (SCORES) Platform and linking it to Online Dispute Resolution platform 20-SEP-2023
Procedure for seeking prior approval for change in control 10-AUG-2023
Reduction of timeline for listing of shares in Public Issue from existing T+6 days to T+3 days 09-AUG-2023
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT 05-JUL-2023
Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT 05-JUL-2023
Review of Chapter IX - Green Debt Securities of the Operational Circular for issue and listing of Non-Convertible Securities (NCS), Securitised Debt Instruments (SDI), Security Receipts (SR), Municipal Debt Securities and Commercial Paper (CP) dated August 10, 2021 (hereinafter referred to as the 'NCS Operational Circular'), as amended from time to time 06-FEB-2023
Review of provisions pertaining to Electronic Book Provider platform 10-Oct-2022
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 13-May-2022
Master Circular for Infrastructure Investment Trusts (InvITs) 26-Apr-2022
Master Circular for Real Estate Investment Trusts (REITs) 26-Apr-2022
Conversion of Private Unlisted InvIT into Private Listed InvIT 09-Feb-2022
Framework for conversion of Private Listed InvIT into Public InvIT 09-Feb-2022
Disclosures in the abridged prospectus and front cover page of the offer document 04-Feb-2022
Publishing of Investor Charter and disclosure of complaints by Debenture Trustees (DTs) on their Websites 30-Nov-2021
Publishing Investor Charter and Disclosure of Investor Complaints by Merchant Bankers on their Websites for public offers by REITs and InvITs 26-Nov-2021
Publishing investor charter and disclosure of investor complaints by Merchant Bankers on their websites for private placements of Municipal debt securities 26-Nov-2021
Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites ‐ Debt Market 26-Nov-2021
Schemes of Arrangement by Listed Entities 18-Nov-2021
Schemes of Arrangement by Listed Entities 16-Nov-2021
Streamlining issuance of SCORES Authentication for companies intending to list their securities on SEBI recognized stock exchanges 14-Oct-2021
Requirement of minimum number and holding of unit holders for unlisted Infrastructure Investment Trusts (InvITs) 04-Aug-2021
Permitting non-scheduled Payments Banks to register as Bankers to an Issue 03-Aug-2021
Streamlining the process of IPOs with UPI in ASBA and redressal of investor grievances 02-Jun-2021
Relaxation in compliance with requirements pertaining to AIFs and VCFs. 31-May-2021
Format of compliance report on Corporate Governance by Listed Entities 31-May-2021
Relaxation in timelines for compliance with regulatory requirements by Debenture Trustees due to the CoVID‐19 pandemic 03-May-2021
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 / other applicable circulars due to the CoVID-19 pandemic 29-Apr-2021
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations Disclosure Requirements) Regulations, 2015 due to the CoVID‐19 pandemic 29-Apr-2021
Relaxation in timelines for compliance with regulatory requirements 29-Apr-2021
Addendum to SEBI Circular on “Relaxation in adherence to prescribed timelines issued by SEBI due to Covid 19” dated April 13, 2020 29-Apr-2021
Relaxations relating to procedural matters ‐Issues and Listing. 22-Apr-2021
Reduction in unblocking/refund of application money 31-Mar-2021
Transfer of business by SEBI registered intermediaries to other legal entity 26-Mar-2021
Prior Approval for Change in control: Transfer of shareholdings among immediate relatives and transmission of shareholdings and their effect on change in control 25-Mar-2021
Streamlining the process of IPOs with UPI in ASBA and redressal of investor grievances 16-Mar-2021
Relaxations relating to procedural matters ‐Issues and Listing 19-Jan-2021
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID ‐19 pandemic 15-Jan-2021
Amendment to Regulation 20(6) of SEBI (AIF) Regulations, 2012 08-Jan-2021
Monthly Reporting of Portfolio Managers 08-Jan-2021
Master Circular on (i) Scheme of Arrangement by Listed Entities and (ii) Relaxation under Sub- rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 22-Dec-2020
e‐Voting Facility Provided by Listed Entities 09-Dec-2020
Additional Payment Mechanism (i.e. ASBA, etc.) for Payment of Balance Money in Calls for partly paid specified securities issued by the listed entity 08-Dec-2020
Introduction of Unified Payments Interface (UPI) mechanism and Application through Online interface and Streamlining the process of Public issues of securities under: 23-Nov-2020
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT 17-Nov-2020
Guidelines for rights issue of units by an unlisted Infrastructure Investment Trust (InvIT) 04-Nov-2020
Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub‐rule (7) of Rule 19 of the Securities Contracts (Regulation) Rules, 1957 03-Nov-2020
Creation of Security in issuance of listed debt securities and ‘due diligence’ by debenture trustee(s) 03-Nov-2020
Advisory for Financial Sector Organizations regarding Software as a Service (SaaS) based solutions 03-Nov-2020
Standardisation of procedure to be followed by Debenture Trustee(s) in case of ‘Default’ by Issuers of listed debt securities 13-Oct-2020
Extension of facility for conducting extraordinary meeting(s) of unit holders of InvITs and REITs through Video Conferencing or Other Audio‐Visual Means (VC/OAVM) 08-Oct-2020
Issuance, listing and trading of Perpetual Non‐Cumulative Preference Shares (PNCPS) and Innovative Perpetual Debt Instruments (IPDIs)/ Perpetual Debt Instruments (PDIs) (commonly referred to as Additional Tier 1 (AT 1) instruments) 06-Oct-2020
Standardization of timeline for listing of securities issued on a private placement basis under 05-Oct-2020
Relaxation with respect to Validity of SEBI Observations and Revision in issue size 29-Sep-2020
Amendments to guidelines for preferential issue and institutional placement of units by a listed InvIT 28-Sep-2020
Amendments to guidelines for preferential issue and institutional placement of units by a listed REIT 28-Sep-2020
Operating Guidelines for Investment Advisers in International Financial Services Centre (IFSC) ‐ Amendments 28-Sep-2020
Guidelines for Investment Advisers 23-Sep-2020
System‐Driven Disclosures (SDD) under SEBI (SAST) Regulations, 2011 23-Sep-2020
Listing and trading of units of Infrastructure Investment Trusts (InvITs) and Real Estate Investment Trusts (REITs) on recognized stock exchanges in International Financial Services Centres (IFSC) 16-Sep-2020
Automation of Continual Disclosures under Regulation 7(2) of SEBI (Prohibition of Insider Trading) Regulations, 2015 ‐ System driven disclosures. 09-Sep-2020
Operating Guidelines for Portfolio Managers in International Financial Services Centre (IFSC) 09-Sep-2020
Entities permitted to undertake e‐KYC Aadhaar Authentication service of UIDAI in Securities Market ‐ Addition of NSE to the list 08-Sep-2020
Re‐lodgement of Transfer Requests Shares 07-Sep-2020
Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 ‐ Amendments 21-Aug-2020
Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 ‐ Amendments 21-Aug-2020
Investor grievances redressal mechanism - Handling of SCORES complaints by stock exchanges and Standard Operating Procedure for non-redressal of grievances by listed companies 13-Aug-2020
Securities and Exchange Board of India (International Financial Services Centres) Guidelines, 2015 ‐ Amendment 07-Aug-2020
Administration and Supervision of Investment Advisers 06-Aug-2020
Grievance Resolution between listed entities and proxy advisers 04-Aug-2020
Procedural Guidelines for Proxy Advisors 03-Aug-2020
Guidance Note on SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 29-Jul-2020
Extension of time for submission of financial results for the quarter/half year/ financial year ended 30th June 2020 29-Jul-2020
Relaxations relating to procedural matters ‐ Takeovers and Buy-back 27-Jul-2020
Recording of all types of Encumbrances in Depository system 24-Jul-2020
Relaxations relating to procedural matters ‐ Issues and Listing 24-Jul-2020
Reporting to Stock Exchanges regarding violations under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct (CoC). 23-Jul-2020
Allowing Offer for Sale (OFS) and Rights Entitlements (RE) transactions during trading window closure period. 23-Jul-2020
Manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(5C) and Regulation 22(7) of SEBI Infrastructure Investment Trusts Regulations, 2014 (“SEBI (InvIT) Regulations”) 17-Jul-2020
Manner and mechanism of providing exit option to dissenting unit holders pursuant to Regulation 22(6A) and Regulation 22(8) of SEBI Real Estate Investment Trusts Regulations, 2014 (“SEBI (REIT) Regulations”) 17-Jul-2020
Relaxation from compliance with provisions of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (“ILDS Regulation”), SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 (“NCRPS Regulations”) and SEBI Circulars relating to Listing of Commercial Papers. 15-Jul-2020
Guidelines for Issue and Listing of Structured Products/ Market Linked Debentures‐Amendments 13-Jul-2020
Relaxation from compliance with certain provisions of the SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations) and certain SEBI Circulars due to the CoVID -19 virus pandemic 07-Jul-2020
Conducting meeting of unitholders of InvITs and REITs through Video Conferencing (VC) or through other audio-visual means (OAVM) 22-Jun-2020
Clarifications with respect to Circular dated February 05, 2020 on ‘Disclosure Standards for Alternative Investment Funds (AIFs)’ 12-Jun-2020
Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Further Public Offer 09-Jun-2020
Relaxation from compliance with certain provisions of the SEBI (Issue and Listing of Debt Securities) Regulations, 2008, SEBI (Non-Convertible Redeemable Preference Shares) Regulations, 2013 and other SEBI Circulars due to the COVID ‐ 19 virus pandemic 08-Jun-2020
Advisory on disclosure of material impact of CoVID‐19 pandemic on listed entities under SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR Regulations’/‘LODR’) 20-May-2020
Relaxations relating to procedural matters ‐ Takeovers and Buy-back. 14-May-2020
Additional relaxation in relation to compliance with certain provisions of SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015 ‐ Covid-19 pandemic 12-May-2020
Relaxations relating to procedural matters ‐ Issues and Listing 06-May-2020
SEBI Notification on COVID-19 03-May-2020
Relaxations from certain provisions of the SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018 in respect of Rights Issue 21-Apr-2020
One-time relaxation with respect to validity of SEBI Observations 21-Apr-2020
Additional relaxations / clarifications in relation to compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (‘LODR’) due to the COVID ‐ 19 pandemic 17-Apr-2020
SEBI Circular - Notification 15-Apr-2020
Relaxation from compliance with certain provisions of the circulars issued under SEBI (Credit Rating Agencies) Regulations, 1999 due to the COVID-19 pandemic and moratorium permitted by RBI. 30-Mar-2020
Continuation of Phase II of Unified Payments Interface with Application Supported by Block Amount due to Covid-19 virus pandemic 30-Mar-2020
Temporary relaxation in processing of documents pertaining to FPIs due to COVID-19 30-Mar-2020
Filing of DRHP, Draft Letter Offer etc. 27-Mar-2020
Relaxation from compliance with certain provisions of the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 due to the COVID-19 pandemic. 27-Mar-2020
Filings under SAST, BUYBACK & DELISTING Regulations 26-Mar-2020
Further relaxations from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 (LODR) and the SEBI circular dated January 22, 2020 relating to Standard Operating Procedure due to the CoVID -19 virus pandemic 26-Mar-2020
Relaxation from compliance to REITs and InvITs due to the CoVID -19 virus pandemic 23-Mar-2020
Encumbrance on units of Real Estate Investment Trusts (REITs) 23-Mar-2020
Encumbrance on units of Infrastructure Investment Trusts (InvITs) 23-Mar-2020
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and certain SEBI Circulars due to the CoVID -19 virus pandemic ‐ continuation 23-Mar-2020
Regulatory measures taken by SEBI in view of ongoing market volatility 20-Mar-2020
Relaxation from compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 due to the CoVID -19 virus pandemic 19-Mar-2020
Disclosure Standards for Alternative Investment Funds (AIFs) 05-Feb-2020
Securities and Exchange Board of India (Issuing Observations on Draft Offer Documents Pending Regulatory Actions) Order, 2020 05-Feb-2020
SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and the Standard Operating Procedure for suspension and revocation of trading of specified securities 22-Jan-2020
Filing of Offer Documents under Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 11-Dec-2019
Guidelines for preferential issue of units and institutional placement of units by a listed Infrastructure Investment Trust (InvIT) 27-Nov-2019
Guidelines for preferential issue of units and institutional placement of units by a listed Real Estate Investment Trust (REIT) 27-Nov-2019
Continuous disclosures and compliances by listed entities under SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 13-Nov-2019
e-KYC Authentication facility under section 11A of the Prevention of Money Laundering Act, 2002 by Entities in the securities market for Resident Investors 05-Nov-2019
Operational Guidelines for FPIs & DDPs under SEBI (Foreign Portfolio Investors), Regulations 2019 and for Eligible Foreign Investors 05-Nov-2019
Enhanced Due Diligence for Dematerialization of Physical Securities 05-Nov-2019
Streamlining the Process of Public Issue of Equity Shares and convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount 26-Jul-2019
Standardizing Reporting of violations related to Code of Conduct under SEBI (Prohibition of Insider Trading) Regulations, 2015 19-Jul-2019
Procedure and Formats for Limited Review / Audit report of the Listed Entity and those Entities whose accounts are to be consolidated with the Listed Entity 19-Jul-2019
Streamlining the Process of Public Issue of Equity Shares and Convertibles- Implementation of Phase II of Unified Payments Interface with Application Supported by Block Amount 28-Jun-2019
Streamlining the Process of Public Issue of Equity Shares and convertibles- Extension of time lime for implementation of Phase I of Unified Payments Interface with Application Supported by Block Amount 03-Apr-2019
Procedure and Formats for Limited Review / Audit report of the Listed Entity and those Entities whose accounts are to be consolidated with the Listed Entity 29-Mar-2019
SEBI (Delisting of Equity Shares) Regulations, 2015 - Timelines for Counter Offer 13-Mar-2019
Guidelines for public issue of units of REITs - Amendments 15-Jan-2019
Guidelines for public issue of units of InvITs - Amendments 15-Jan-2019
Streamlining the Process of Public Issue of Equity Shares and Convertibles 01-Nov-2018
Know your client requirements for Foreign Portfolio Investors 21-Sep-2018
Eligibility conditions for Foreign Portfolio Investors 21-Sep-2018
Amendment on KYC requirements for (FPIs) 21-Aug-2018
Streamlining the process of public issue under the SEBI (Issue and Listing of Debt Securities) Regulations, 2008 (SEBI ILDS), SEBI (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 (SEBI NCRPS), SEBI (Public Offer and Listing of Securitised Debt Instruments) Regulations, 2008 (SEBI SDI) and SEBI (Issue and Listing of Debt Securities by Municipalities) Regulations, 2015 (SEBI ILDM) 16-Aug-2018
Electronic book mechanism for issuance of securities on private placement basis - Clarifications 16-Aug-2018
Investment by Foreign Portfolio Investors (FPI) through Primary Market Issuances 13-Jul-2018
Non-compliance with certain provisions of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 and the Standard Operating Procedure for suspension and revocation of trading of specified securities 03-Mar-2018
Compensation to retail individual investors (RIIs) in an IPO 15-Feb-2018
Online Filing System for Offer Documents, Schemes of Arrangement, Takeovers and Buy backs 19-Jan-2018
Under sections 11(1), 11(4) and 11b of the Securities and Exchange Board of India act, 1992 and regulation 11 of the SEBI prohibition of fraudulent and unfair trade practices relating to Securities Market) Regulations, 2003 in the matter of Price Waterhouse and ORS. relating to the case of Satyam Computer Services Limited 10-Jan-2018
Schemes of Arrangement by Listed Entities and (ii) Relaxation under Sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 03-Jan-2018
Exemption application under Regulation 11 (1) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 22-Dec-2017
Non-compliance with the Minimum Public Shareholding (MPS) Requirements 10-Oct-2017
Report submitted by the Committee on Corporate Governance 05-Oct-2017
Schemes of Arrangement by Listed Entities 21-Sep-2017
Review of Offer for Sale (OFS) of Shares through Stock Exchange Mechanism 27-Jun-2017
Online Registration Mechanism for Securities Market Intermediaries 02-Mar-2017
Schemes of Arrangement by Listed Entities 23-Mar-2017
Revised format for Letter of offer under SEBI (SAST) Regulations, 2011 15-Mar-2017
Schemes of Arrangement by Listed Entities 10-Mar-2017
Guidance note on Board Evaluation 05-Jan-2017
Exclusively listed companies of De-recognized/Non-operational/exited Stock Exchanges placed in the Dissemination Board 05-Jan-2017
Disclosure of financial information in offer document for REITs 26-Dec-2016
Guidelines for public issue of units of REITs 19-Dec-2016
Streamlining the process for acquisition of shares pursuant to Tender-Offers made for Takeovers, BuyBack and Delisting of Securities 09-Dec-2016
Continuous disclosures and compliances by InvITs 29-Nov-2016
Revised formats for financial results and implementation of Ind AS by listed entities which have listed their debt securities and/or non-cumulative redeemable preference shares 10-Aug-2016
Revised formats for financial results and implementation of Ind AS by listed entities 05-Jul-2016
Guidelines for public issue of units of InvITs 11-May-2016
Revised formats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 02-May-2016
Electronic book mechanism for issuance of debt securities on private placement basis 21-Apr-2016
Clarification regarding applicability of Indian Accounting Standards to disclosures in offer documents under SEBI (ICDR) Regulations, 2009 31-Mar-2016
Investments by FPIs in Government securities 29-Mar-2016
Investments by FPIs in REITs, InvIts, AIFs and corporate bonds under default 15-Mar-2016
Review of OFS of Shares through Stock Exchange Mechanism 15-Feb-2016
Clarification Circular on streamlining the Process of Public Issue of Equity Shares and Convertibles 21-Jan-2016
Streamlining the process of Public Issue of Equity Shares and Convertibles 10-Nov-2015
General information document 06-Dec-2013
General guidelines for dealing with conflicts of interest of Intermediaries, Recognised Stock Exchanges, Recognised Clearing Corporations, Depositories and their Associated Persons in Securities Market 27-Aug-2013